Lessons of Sendai: The Need for Community Resilience

by William Hooke, AMS Policy Program Director, adapted from two posts (here and there) for the AMS Project, Living on the Real World
Events unfolding in and around Sendai – indeed, across the whole of Japan – are tragic beyond describing. More than 10,000 are thought to be dead, and the toll continues to rise. Economists estimate the losses at some $180B, or more than 3% of GDP. This figure is climbing as well. The images are profoundly moving. Most of us can only guess at the magnitude of the suffering on the scene. Dozens of aftershocks, each as strong as the recent Christchurch earthquake or stronger, have pounded the region. At least one volcanic eruption is underway nearby.
What are the lessons in Sendai for the rest of us? Many will emerge over the days and weeks ahead. Most of these will deal with particulars: for example, a big piece of the concern is for the nuclear plants we have here. Are they located on or near fault zones or coastlines? Well, yes, in some instances. Are the containment vessels weak or is the facility aging, just as in Japan? Again, yes. So they’re coming under scrutiny. But the effect of the tsunami itself on coastal communities? We’re shrugging our shoulders.
It’s reminiscent of those nature films, You know the ones I’m talking about. We watch fascinated as the wildebeests cross the rivers, where the crocodiles lie in wait to bring down one of the aging or weak. A few minutes of commotion, and then the gnus who’ve made it with their calves to the other side return to business-as-usual. They’ll cross that same river en masse next year, same time, playing Russian roulette with the crocs.
It should be obvious from Sendai, or Katrina, or this past summer’s flooding in Pakistan, or the recent earthquakes in Haiti or Chile, that what we often call recovery isn’t really that at all. Often the people in the directly affected area don’t recover, do they? The dead aren’t revived. The injured don’t always fully mend. Those who suffer loss aren’t really made whole. When we talk about “resilience” we instead must talk at the larger scale of a community that has been struck a glancing blow. Think of resilience as “healing.” A soldier loses a limb in combat. He’s resilient, and recovers. A cancer patient loses one or more organs. She’s resilient, and recovers.
What happens is that the rest of us–the rest of the herd–eventually are able to move on as if nothing as happened. Nonetheless, if we spent as much energy focusing on the lessons from Sendai as we spend on repressing that sense of identification or foreboding, we’d be demonstrably better off.
The reality is that resilience to hazards is at its core a community matter, not a global one. The risks often tend to be locally specific. It’s the local residents who know best the risks and vulnerabilities, who see the fragile state of their regional economy and remember what happened the last time drought destroyed their crops, and on and on.
Similarly, the benefits of building and maintaining resilience are largely local as well, so let’s get real about protecting our communities against future threats. Leaders and residents of every community in the United States, after watching the news coverage of Sendai in the evenings, might be motivated to spend a few hours the morning following building community disaster resilience through private-public collaboration.
What a coincidence! There’s actually a National Academies Natural Research Council report by that same name. It gives a framework for private-public collaborations, and some guidelines for how to make such collaborations effective.
Some years ago, Fran Norris and her colleagues at Dartmouth Medical School wrote a paper that has become something of a classic in hazards literature. The reason? They introduced the notion of community resilience, defining it largely by building upon the value of collaboration:

Community resilience emerges from four primary sets of adaptive capacities–Economic Development, Social Capital, Information and Communication, and Community Competence–that together provide a strategy for disaster readiness. To build collective resilience, communities must reduce risk and resource inequities, engage local people in mitigation, create organizational linkages, boost and protect social supports, and plan for not having a plan, which requires flexibility, decision-making skills, and trusted sources of information that function in the face of unknowns.”

Here’s some more material on the same general idea, taken from a website called learningforsustainability.net:

Resilient communities are capable of bouncing back from adverse situations. They can do this by actively influencing and preparing for economic, social and environmental change. When times are bad they can call upon the myriad of resouces [sic]that make them a healthy community. A high level of social capital means that they have access to good information and communication networks in times of difficulty, and can call upon a wide range of resources.

Taking the texts pretty much at face value, as opposed to a more professional evaluation, do you recognize “resilience” in the events of the past week in this framing?
Maybe yes-and-no. No…if you zoom in and look at the individual small towns and neighborhoods entirely obliterated by the tsunami, or if you look at the Fukushima nuclear plant in isolation. They’re through. Finished. Other communities, and other electrical generating plants may come in and take their place. They may take the same names. But they’ll really be entirely different, won’t they? To call that recovery won’t really honor or fully respect those who lost their lives in the flood and its aftermath.
To see the resilience in community terms, you have to zoom out, step back quite a ways, don’t you? The smallest community you might consider? That might have be the nation of Japan in its entirety. And even at that national scale the picture is mixed. Marcus Noland wrote a nice analytical piece on this in the Washington Post. He notes that after a period of economic ascendancy in the 1980s, Japan has been struggling for the two decades with a stagnating economy, an aging demographic, and dysfunctional political leadership. He notes the opportunity to jump start the country into a much more vigorous 21st century role. We’re not weeks or months from seeing how things play out; it’ll take weeks just to stabilize the nuclear reactors, and decades to sort out the longer-term implications.
In a sense, even with this event, you might have to zoom out still further. Certainly the global financial sector, that same sector that suffered its own version of a reactor meltdown in 2008, is still nervously jangled. A globalized economy is trying to sort out just which bits are sensitive to the disruption of the Japanese supply chain, and how those sensitivities will ripple across the world. Just as the tsunami reached our shores, so have the economic impacts.
This is happening more frequently these days. The most recent Eyjafjallajokull volcanic eruption, unlike its predecessors, disrupted much of the commerce of Europe and Africa. In prior centuries, news of the eruption would have made its way around the world at the speed of sailing ships, and the impacts would have been confined to Iceland proper. Hurricane Katrina caused gasoline prices to spike throughout the United States, not just the Louisiana region. And international grain markets were unsettled for some time as well, until it was clear that the Port of New Orleans was fully functional. The “recovery” of New Orleans? That’s a twenty-year work-in-progress.
And go back just a little further, to September 11, 2001. In the decade since, would you say that the United States functioned as a resilient community, according to the above criteria? Have we really bounced back? Or have we instead struggled mightily with “build(ing) collective resilience, communities … reduc(ing) risk and resource inequities, engag(ing) local people in mitigation, creat(ing) organizational linkages, boost(ing) and protect(ing) social supports, and plan(ning) for not having a plan, which requires flexibility, decision-making skills, and trusted sources of information that function in the face of unknowns.”
Sometimes it seems that 9-11 either made us brittle, or revealed a pre-existing brittleness we hadn’t yet noticed…and that we’re still, as a nation, undergoing a painful rehab.
All this matters because such events seem to be on the rise – in terms of impact, and in terms of frequency. They’re occurring on nature’s schedule, not ours. They’re not waiting until we’ve recovered from some previous horror, but rather are piling one on top of another. The hazards community used to refer to these as “cascading disasters.”
Somehow the term seems a little tame today.

Want to Reduce Disaster Losses? Keep Score.

by William Hooke, AMS Policy Program Director
from the AMS Project Living on the Real World

In the early 1900’s, my grandfather faced a challenge at work. Though only a teenager, he was foreman in a foundry making cast-iron bathtubs in Chattanooga, Tennessee. His company was struggling. A large number of the bathtubs they produced were defective – so badly flawed they had to scrap them. They were losing money. What to do?
My grandfather was a baseball fan.[1] He solved the problem the way a baseball fan would. He got a big blackboard. He hung it on the foundry wall. He wrote every workman’s name on it. Next to each name he started keeping a tally: how many passable bathtubs had that worker produced that week? And what was his batting average? Of all the workers, who was the best that week? The Top Tubber? The MVP?
The workers reconnected with their competitive side. Almost overnight, the foundry’s output shot up. Defects went down. No one had to be threatened with loss of a job. No one had to be offered any more pay. Morale improved. All that was needed? A scorecard.[2]
Maybe we can scale this up. If we want to reduce disaster losses, why shouldn’t we start by

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A Dose of Reality: The Social Side of Disasters

by William Hooke, AMS Policy Program Director,
from the AMS Project, Living on the Real World
Reality: Disasters – that is, disruptions of entire communities, persisting after an extreme has come and gone, and exceeding a community’s ability to recover on its own – are largely a social construct. Consider this simple example. Meteorologists call a tropical storm a hurricane when its winds exceed some 75 miles per hour. The strongest hurricanes ever observed show wind speeds about twice this level, 150 mph, say. Physics tells us that the forces on buildings and structures should vary as the square of the wind speed (getting a little technical …). The strongest hurricanes therefore pack a wallop about four times that of the weakest; the area suffering hurricane-force winds also tends to be a bit bigger. But the damages from these largest storms may be 200 times as great. One contributor to this big difference? Building codes. These are county-based, and so vary somewhat across the 3000-some counties in the United States, but in hurricane-prone areas usually require that brick-and-mortar residential construction withstand wind speeds of about 120 mph – right in the middle of the hurricane-force wind range. [Manufactured housing, by contrast, is governed by a less-rigorous federal standard, which requires that such structures only maintain their integrity at wind speeds up to some 70-90 mph.] Change building codes, and you change this loss profile.
Alert! These are our choices, but they’re not necessarily bad choices. When it comes to building codes, we’re simply forced to set a realistic standard. Whenever we wish, we can elect to build homes that will withstand hurricane-force winds, or even the strongest tornadic winds, which might approach 300 mph. But these homes would be considerably more expensive. They might be built largely underground, looking more like World War II “pillboxes” than homes, with narrow slits for windows, etc. Remember, they have to bear up not just to the winds but also to the windborne debris: lumber, roofing, automobiles, etc. Most of us wouldn’t be able to afford them, and wouldn’t want to live in them even if we could. We prefer our views, the connection with the outdoors. So we build a safe room, or a storm cellar, and accept the remaining risk.
Building codes are but one example; here’s another – land use. Simply by choosing to build in the flood plain alongside rivers and on the coasts, we ensure that our future will be punctuated by repetitive loss. Build on an earthquake fault-line? Expect the same outcome. There’s much more to this topic. We’ll return to it down the road.
But, for now, let’s set it aside in order to introduce a more complicated notion. When we choose to urbanize – and over half the world’s population lives in cities now – we expose ourselves to other risks, and different kinds of risk at that. To live in cities requires critical infrastructure, ranging from the elevators that service high-rise buildings to networks of roads, sewage systems, water works, electrical grids, communications, financial services, health care, and so on. As a result, we’re now subject to outages of these systems, from whatever cause. An example from the Midwest flooding of 1993. The city of Des Moines, Iowa remained largely dry; only a small sliver of land

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